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Compliance Testing Manager - Remote

Posted 9 weeks ago
Finance / Legal
Full Time
USA
$137,500 - $190,600 USD/year

Overview

As a Compliance Testing Manager at Upstart, you will lead the design and execution of compliance testing programs to ensure regulatory adherence across our products and services. Your work will help identify and mitigate compliance risks, ensuring that Upstart meets legal and industry standards while maintaining operational efficiency.

In Short

  • Lead compliance testing programs to ensure regulatory adherence.
  • Identify and mitigate compliance risks.
  • Collaborate with internal stakeholders to enhance compliance controls.
  • Monitor regulatory changes and assess their impact.
  • Leverage automation and data analytics for compliance testing.
  • Design and implement testing methodologies.
  • Prepare reports and communicate findings with stakeholders.
  • Conduct risk-based testing and improve automation.
  • Foster a proactive compliance culture.
  • Support innovation while maintaining regulatory integrity.

Requirements

  • 5+ years of experience in compliance testing or regulatory oversight.
  • 3+ years of people management experience.
  • Deep knowledge of consumer lending laws and regulations.
  • Experience in control assessments and compliance risk reporting.
  • Excellent analytical and communication skills.

Benefits

  • Competitive compensation including base, bonus, and equity.
  • Comprehensive medical, dental, and vision coverage.
  • 401(k) with company match and immediate vesting.
  • Employee Stock Purchase Plan (ESPP).
  • Generous leave policies and wellness programs.
  • Supportive parental and family care leave programs.
  • Social activities and team events.
  • Catered lunches and snacks in offices.
Upstart logo

Upstart

Upstart is a pioneering AI lending marketplace that collaborates with banks and credit unions to enhance access to affordable credit. By utilizing its AI-driven platform, Upstart enables financial institutions to achieve higher approval rates and lower loss rates across diverse demographics, while providing a seamless digital-first lending experience. With a significant portion of loans approved instantly and fully automated, Upstart is committed to its mission of facilitating effortless credit access based on true risk assessment. The company operates primarily in a remote capacity, allowing employees to work from anywhere in the U.S., while also maintaining offices in San Mateo, California; Columbus, Ohio; and Austin, Texas. Upstart values diversity and inclusion, striving to improve credit access for underrepresented communities.

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