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Explore 28 Remote Sec Regulations Jobs

Coastal Community Bank logo

Senior Accountant - Remote

Coastal Community Bank

2 weeks ago

Coastal Community Bank is looking for a Senior Accountant to manage financial reporting and ensure compliance in a fully remote role.

USA
Full-time
Finance / Legal
$80,000.00 - $96,270.00/year

Equinix

Technical Accounting Senior Manager - Remote

Equinix

5 weeks ago

Join our Technical Accounting group as a Senior Manager, focusing on complex transactions and compliance with accounting standards.

USA
Full-time
Finance / Legal
COMPLY logo

Marketing Review Analyst - Managed Services - Remote

COMPLY

8 weeks ago

Join COMPLY as a Marketing Review Analyst to ensure compliance of investment adviser marketing materials.

USA
Full-time
Marketing
Citibank, N.A logo

Assistant Vice-President, Financial Administration Audit Support - Remote

Citibank, N.A

10 weeks ago

The Assistant Vice-President oversees financial audit support and manages a team to ensure compliance with financial reporting standards.

USA
Full-time
Finance / Legal
$94,000.00 - $141,000.00/year
Linqto logo

Chief Compliance Officer - Remote

Linqto

11 weeks ago

Linqto Capital LLC is looking for a Chief Compliance Officer to lead compliance efforts and ensure adherence to regulatory requirements.

Worldwide
Full-time
Finance / Legal
$200,000 - $250,000/year
Real logo

Senior Director, Finance Transformation & Technical Accounting - Remote

Real

11 weeks ago

The Senior Director, Finance Transformation & Technical Accounting will lead SOX compliance and financial process improvements in a remote role.

USA
Full-time
Finance / Legal

G.R

Associate Director, Compliance - Remote

Group 1001 Resources

12 weeks ago

The Associate Director, Compliance ensures compliance management for a wholesale broker-dealer in the insurance sector.

USA
Full-time
Finance / Legal
105000 - 135000/year
Tempus logo

Director of Investor Relations - Remote

Tempus

15 weeks ago

Seeking a Director of Investor Relations to lead investor communication and engagement efforts in a healthcare technology company.

USA
Full-time
Finance / Legal
$170,000 - $250,000 USD/year
IQ-EQ logo

Senior Manager - Regulatory Compliance (Private Funds) - Remote

IQ-EQ

15 weeks ago

Join IQ-EQ as a Senior Manager in Regulatory Compliance, overseeing compliance programs for investment adviser clients in the alternative asset industry.

USA
Full-time
Finance / Legal
90,000 - 145,000 USD/year
Sanctuary Wealth logo

In-House Attorney - Remote

Sanctuary Wealth

15 weeks ago

Sanctuary Wealth is looking for a skilled In-House Attorney to provide legal support and advice on corporate and financial matters in a remote setting.

Worldwide
Full-time
Finance / Legal
IQ-EQ logo

Manager - Regulatory Compliance (Private Funds) - Remote

IQ-EQ

16 weeks ago

The Manager - Regulatory Compliance will oversee compliance programs and provide advisory services to investment adviser clients in the alternative asset industry.

CA, USA
Full-time
Finance / Legal
75,000 - 125,000 USD/year
CoreWeave logo

Investor Relations Manager - Remote

CoreWeave

20 weeks ago

CoreWeave is seeking an Investor Relations Manager to build and manage relationships with investors and communicate the company's financial performance.

USA
Full-time
Finance / Legal
160000 - 200000/year

M.W.M

Compliance Officer - Remote

Modera Wealth Management

20 weeks ago

Modera Wealth Management is looking for a Compliance Officer to ensure compliance with SEC regulations and support the firm's financial planning efforts.

USA
Full-time
Finance / Legal

M.W.M

Compliance Officer - Remote

Modera Wealth Management

20 weeks ago

Modera Wealth Management is looking for a Compliance Officer to ensure adherence to SEC regulations and support the firm's financial planning and investment management efforts.

NC, USA
Full-time
Finance / Legal

M.W.M

Compliance Officer - Remote

Modera Wealth Management

20 weeks ago

Modera Wealth Management is looking for a Compliance Officer to ensure compliance with SEC regulations and support the firm's financial planning efforts.

NC, USA
Full-time
Finance / Legal