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Explore 21 Remote Sec Regulations Jobs

Tempus logo

Director of Investor Relations - Remote

Tempus

2 weeks ago

Seeking a Director of Investor Relations to lead investor communication and engagement efforts in a healthcare technology company.

USA
Full-time
Finance / Legal
$170,000 - $250,000 USD/year
IQ-EQ logo

Senior Manager - Regulatory Compliance (Private Funds) - Remote

IQ-EQ

2 weeks ago

Join IQ-EQ as a Senior Manager in Regulatory Compliance, overseeing compliance programs for investment adviser clients in the alternative asset industry.

USA
Full-time
Finance / Legal
90,000 - 145,000 USD/year
Sanctuary Wealth logo

In-House Attorney - Remote

Sanctuary Wealth

2 weeks ago

Sanctuary Wealth is looking for a skilled In-House Attorney to provide legal support and advice on corporate and financial matters in a remote setting.

Worldwide
Full-time
Finance / Legal
IQ-EQ logo

Manager - Regulatory Compliance (Private Funds) - Remote

IQ-EQ

3 weeks ago

The Manager - Regulatory Compliance will oversee compliance programs and provide advisory services to investment adviser clients in the alternative asset industry.

CA, USA
Full-time
Finance / Legal
75,000 - 125,000 USD/year
CoreWeave logo

Investor Relations Manager - Remote

CoreWeave

7 weeks ago

CoreWeave is seeking an Investor Relations Manager to build and manage relationships with investors and communicate the company's financial performance.

USA
Full-time
Finance / Legal
160000 - 200000/year

M.W.M

Compliance Officer - Remote

Modera Wealth Management

7 weeks ago

Modera Wealth Management is looking for a Compliance Officer to ensure compliance with SEC regulations and support the firm's financial planning efforts.

MA, USA
Full-time
Finance / Legal

M.W.M

Compliance Officer - Remote

Modera Wealth Management

7 weeks ago

Modera Wealth Management is looking for a Compliance Officer to ensure compliance with SEC regulations and support the firm's financial planning efforts.

USA
Full-time
Finance / Legal

M.W.M

Compliance Officer - Remote

Modera Wealth Management

7 weeks ago

Modera Wealth Management is looking for a Compliance Officer to ensure adherence to SEC regulations and support the firm's financial planning and investment management efforts.

USA
Full-time
Finance / Legal

M.W.M

Compliance Officer - Remote

Modera Wealth Management

7 weeks ago

Modera Wealth Management is looking for a Compliance Officer to ensure adherence to SEC regulations and support the firm's financial planning and investment management efforts.

MA, USA
Full-time
Finance / Legal

M.W.M

Compliance Officer - Remote

Modera Wealth Management

7 weeks ago

Modera Wealth Management is looking for a Compliance Officer to ensure adherence to SEC regulations and support the firm's financial planning and investment management efforts.

NC, USA
Full-time
Finance / Legal

M.W.M

Compliance Officer - Remote

Modera Wealth Management

7 weeks ago

Modera Wealth Management is looking for a Compliance Officer to ensure compliance with SEC regulations and support the firm's financial planning efforts.

USA
Full-time
Finance / Legal

M.W.M

Compliance Officer - Remote

Modera Wealth Management

7 weeks ago

Modera Wealth Management is looking for a Compliance Officer to ensure compliance with SEC regulations and support the firm's financial planning efforts.

NC, USA
Full-time
Finance / Legal

M.W.M

Compliance Officer - Remote

Modera Wealth Management

7 weeks ago

Modera Wealth Management is looking for a Compliance Officer to ensure adherence to SEC regulations and support the firm's financial planning and investment management efforts.

GA, USA
Full-time
Finance / Legal

R.J.A

U.S. Privacy Program Compliance Manager - Remote

Raymond James & Associates

7 weeks ago

The U.S. Privacy Program Compliance Manager will lead compliance efforts related to data privacy and protection, ensuring adherence to regulations and managing complex projects.

USA
Full-time
Finance / Legal
$100,000.00 - $110,000.00/year
iCapital logo

Vice President of Compliance Marketing - Remote

iCapital

8 weeks ago

iCapital is looking for a Vice President to lead its Compliance marketing program for registered funds.

USA
Full-time
Finance / Legal
$155,000 - $180,000/year