Compliance Consultant - Comprehensive - Remote

Overview

This position involves providing expert guidance to clients in navigating complex regulatory requirements across the financial services industry.

In Short

• Provide proactive consulting services for compliance.
• Draft disclosure documents, policies, and codes of ethics.
• Offer guidance on regulatory matters for financial services clients.
• Assist clients in managing compliance calendars.
• Respond to client inquiries via email and phone.
• Support development of educational materials and training sessions.
• Collaborate with internal teams on product guidance.
• Participate in process improvements and product development.

Requirements

• Detail-oriented professional.
• Ability to manage multiple client engagements.
• Strong analytical skills.
• Excellent communication skills.
• Problem-solving abilities.
• Experience in financial services compliance.

Benefits

• Impactful work in client success and risk mitigation.
• Collaborative work environment.
• Opportunities for professional development.