Compliance Assurance Officer III - Remote

Overview

The Compliance Officer III, Assurance is responsible for supporting the Compliance Assurance Director in maintaining a robust and effective compliance management system (CMS) at the Bank and collaborating across the three lines of defense to establish risk awareness and culture that supports the identification, measurement, reporting and management of Compliance related opportunities and risks.

In Short

• Responsible for independent execution of the monitoring and testing compliance program.
• Assists in developing and maintaining a comprehensive assessment of compliance risks.
• Review independent engagement for appropriate scoping and coverage.
• Evaluate identified issues, including conducting root cause analysis.
• Complete validation/effective challenge over Compliance issues.
• Develop clear and concise reporting of compliance program results.
• Research and analyze federal and state rules and regulations.
• Serve as an in-house subject matter expert for compliance advice.
• Document and perform activities in accordance with standards.
• Assist with internal/external audit and regulatory examinations.

Requirements

• 10+ years relevant work experience in Compliance in financial services.
• Strong analytical and critical thinking skills.
• Extensive knowledge of financial services compliance laws.
• Ability to manage multiple tasks/projects and deadlines simultaneously.
• Excellent organization, time management, and project management skills.
• Thorough knowledge of Microsoft Office Products.
• Certified Regulatory Compliance Manager (CRCM) designation preferred.

Benefits

• Competitive salary and benefits package.
• Opportunities for personal and professional development.
• Supportive work environment that values teamwork.
• Flexible work arrangements.
• Commitment to diversity and inclusion.