Compliance Officer - Remote

Overview

iCapital is powering the world’s alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. iCapital services, approximately $218 billion in global client assets invested in 1,760 funds, as of January 2025.

In Short

• Join the Global Regulatory and Compliance team at iCapital.
• Support compliance with Canadian regulatory requirements.
• Assist in the development and implementation of compliance policies.
• Foster a culture of compliance across the organization.
• Collaborate with various departments on compliance issues.
• Prepare and file regulatory reports.
• Manage the Canada Compliance Calendar.
• Support regulatory audits and inquiries.
• Provide compliance training for employees.
• Maintain compliance records and documentation.

Requirements

• 3+ years of experience in compliance and regulatory roles.
• Expertise in the private fund and investment management space.
• Experience with regulatory filings is an asset.
• Excellent analytical skills and attention to detail.
• Strong written and verbal communication skills.
• Ability to manage multiple tasks and work independently.
• Strong computer skills, including MS Suite.
• Native-level English communication skills.

Benefits

• Flexible work schedule with remote work options.
• Comprehensive benefits package including medical, dental, and vision.
• 100% premium coverage for Group Benefits.
• Variety of Retirement Plans with company match.
• Unlimited Paid Time Off (PTO).