Wealthfront is seeking an experienced and talented Senior Compliance Associate to join our Compliance Operations Team, with a specialized focus on marketing and advertising compliance. A successful candidate will ensure that all marketing and advertising communications comply with regulatory requirements, including the SEC Marketing Rule and FINRA Rule 2210.
Wealthfront is a pioneering financial technology company that transformed the investment advisory landscape by providing automated investing solutions that make sophisticated investment strategies accessible to a broader audience at a lower cost than traditional financial advisors. With a mission to build a financial system that favors individuals over institutions, Wealthfront has expanded its offerings to include exceptional banking features through its Brokerage Cash Account, enabling clients to automate their finances seamlessly. The company has attracted over $70 billion in client assets and continues to innovate in the robo-advisor space, aiming to empower young investors to make informed decisions and build long-term wealth effortlessly. Wealthfront values diversity and is committed to creating an inclusive environment for all employees.
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Jobs from Wealthfront:
Creative Copywriter
Senior Creative II - Visual Design
Data Scientist, Marketing
Data Scientist - Investing
Compliance Associate, Financial Intelligence Unit
Wealthfront is a pioneering financial technology company that transformed the investment advisory landscape by providing automated investing solutions that make sophisticated investment strategies accessible to a broader audience at a lower cost than traditional financial advisors. With a mission to build a financial system that favors individuals over institutions, Wealthfront has expanded its offerings to include exceptional banking features through its Brokerage Cash Account, enabling clients to automate their finances seamlessly. The company has attracted over $70 billion in client assets and continues to innovate in the robo-advisor space, aiming to empower young investors to make informed decisions and build long-term wealth effortlessly. Wealthfront values diversity and is committed to creating an inclusive environment for all employees.
Share This Job!
Save This Job!
Jobs from Wealthfront:
Creative Copywriter
Senior Creative II - Visual Design
Data Scientist, Marketing
Data Scientist - Investing
Compliance Associate, Financial Intelligence Unit
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