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Capital Markets Paralegal - Remote

Posted 4 weeks ago
Finance / Legal
Full Time
CA, USA

Overview

Wealthfront is seeking a detail-oriented Paralegal to support its transition to a public company, focusing on SEC reporting, capital markets activities, and equity compliance.

In Short

  • Support SEC reporting and capital markets activities.
  • Assist in the preparation and filing of periodic reports.
  • Coordinate EDGAR filings and manage reporting calendars.
  • Help with due diligence requests from underwriters and auditors.
  • Administer equity plans and ensure compliance with Section 16.
  • Maintain corporate records and governance documentation.
  • Interface with external counsel and internal stakeholders.
  • Contribute to process improvements as the company scales.
  • Work in a fast-paced environment with high visibility.
  • Drive operational excellence across various functions.

Requirements

  • Paralegal certificate or equivalent experience.
  • 4+ years of experience in capital markets or public-company matters.
  • Hands-on experience with SEC filings and EDGAR.
  • Strong organizational skills in a high-growth environment.
  • Exceptional attention to detail and judgment.

Benefits

  • Direct exposure to public-company operations.
  • Opportunity to refine capital markets processes.
  • High visibility across Legal, Finance, and leadership.
  • A seat at the table during company growth.
Wealthfront logo

Wealthfront

Wealthfront is a pioneering financial technology company that transformed the investment advisory landscape by providing automated investing solutions that make sophisticated investment strategies accessible to a broader audience at a lower cost than traditional financial advisors. With a mission to build a financial system that favors individuals over institutions, Wealthfront has expanded its offerings to include exceptional banking features through its Brokerage Cash Account, enabling clients to automate their finances seamlessly. The company has attracted over $70 billion in client assets and continues to innovate in the robo-advisor space, aiming to empower young investors to make informed decisions and build long-term wealth effortlessly. Wealthfront values diversity and is committed to creating an inclusive environment for all employees.

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