Regulatory Compliance Financial Services Counsel - Remote

Overview

Axiom is transforming the legal services landscape by delivering innovative solutions ranging from individual secondees to fully integrated project teams that combine top-tier talent with cutting-edge technology. Join our innovative talent community and help drive impactful legal solutions to complex problems in various industries.

In Short

• Seeking a Regulatory Compliance Counsel for the Financial Services team.
• Support clients in banking and financial sectors on compliance and regulatory matters.
• Work onsite with premier institutions in New York.
• Advise on regulatory compliance frameworks including CFTC, SEC, and FINRA.
• Support clients on regulatory remediation projects and filings.
• Provide guidance on swap dealer compliance and trading systems.
• Collaborate to enhance compliance programs for trading platforms.
• Address state-level regulatory needs across various industries.
• 8+ years of experience required in financial services regulatory compliance.
• Compensation starts at $170k with competitive benefits.

Requirements

• 8+ years of experience in financial services regulatory compliance.
• Deep understanding of U.S. federal and state financial regulations.
• Strong knowledge of swap dealer rules and related infrastructures.
• Excellent interpersonal, analytical, and communication skills.
• Juris Doctor (JD) and admission to practice in a U.S. jurisdiction.

Benefits

• Competitive compensation starting at $170k.
• Health benefits and 401K.
• Access to professional development resources.
• Learning and development programs available.
• Remote work flexibility with some onsite requirements.