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Explore 15 Remote Sec Jobs

Alpaca logo

Financial Operations Principal - Remote

Alpaca

7 days ago

Join Alpaca as a Financial Operations Principal to oversee financial compliance and reporting in a fully remote environment.

Worldwide
Full-time
Finance / Legal

M.C.P

Risk & Compliance Officer - Systematic Commodities Hedge Fund - Remote

Moreton Capital Partners

1 week ago

Seeking a Risk & Compliance Officer to implement and oversee risk management and compliance for a systematic commodities hedge fund.

USA
Full-time
Finance / Legal
Mercury logo

Compliance Risk Manager - Investments - Remote

Mercury

6 weeks ago

The Compliance Risk Manager - Investments ensures regulatory compliance and supports operational clarity in a financial technology environment.

USA
Full-time
Finance / Legal
$135,800 - $188,700/year
TD Bank, N.A logo

Compliance Director, TD Private Client Wealth - Remote

TD Bank, N.A

6 weeks ago

The Compliance Director will lead compliance efforts for TD Private Client Wealth, ensuring adherence to regulatory standards while developing a high-performing team.

USA
Full-time
Finance / Legal
$200,000 - $280,000/year
Moonpay logo

Regulatory Counsel - Remote

Moonpay

19 weeks ago

MoonPay is seeking a Regulatory Counsel to navigate legal complexities in the Web3 and cryptocurrency space.

USA
Full-time
Finance / Legal
Wintermute logo

Chief Compliance Officer - Broker Dealer - Remote

Wintermute

21 weeks ago

Seeking a Chief Compliance Officer to lead compliance efforts at a leading digital asset trading firm.

USA
Full-time
Finance / Legal

A.T.P

Regulatory Compliance Financial Services Counsel - Remote

Axiom Talent Platform

21 weeks ago

Join Axiom as a Regulatory Compliance Counsel to support financial services clients with compliance and regulatory matters.

NY, USA
Full-time
Finance / Legal
$170000/year
Binance logo

Compliance Monitor Liaison Officer - Remote

Binance

26 weeks ago

The Compliance Monitor Liaison Officer manages regulatory requests and supports compliance initiatives, focusing on US regulatory bodies.

Worldwide
Full-time
Finance / Legal
Grupo Mariposa logo

Compliance Specialist - Remote

Grupo Mariposa

30 weeks ago

The Compliance Specialist will ensure Apex Capital's adherence to SEC regulations and manage the Compliance Program.

USA
Full-time
Finance / Legal
One logo

Compliance Manager - Remote

One

33 weeks ago

Join One as a Compliance Manager to develop and manage compliance programs in a dynamic fintech environment.

USA
Full-time
Finance / Legal
$140,000 - $160,000/year
OnePay logo

Compliance Manager - Invest - Remote

OnePay

33 weeks ago

Join OnePay as a Compliance Manager to oversee compliance programs and ensure regulatory adherence.

USA
Full-time
Finance / Legal
$140,000 - $160,000/year
Nurp logo

Regulatory Compliance Attorney - Remote

Nurp

34 weeks ago

Seeking a Regulatory Compliance Attorney to ensure compliance in the financial trading industry.

Worldwide
Full-time
Finance / Legal
$150,000 - $175,000/year
Figure Markets logo

BSA/AML Compliance Officer - Remote

Figure Markets

35 weeks ago

Seeking an experienced BSA/AML Compliance Officer to oversee compliance for Figure Markets in the US and foreign jurisdictions.

USA
Full-time
Finance / Legal
$74,800 - $93,500/year
MAZARS logo

Senior IT Auditor SEC/PCAOB - Remote

MAZARS

48 weeks ago

Join Forvis Mazars as a Senior IT Auditor to lead IT audit projects and develop the SEC/PCAOB practice in Europe.

Worldwide
Full-time
Finance / Legal

Mesamember

Chief Compliance Officer - Remote

Mesamember

50 weeks ago

Mesa is seeking a Chief Compliance Officer to ensure adherence to laws and regulations while fostering a culture of integrity.

USA, Canada
Full-time
Finance / Legal