Senior Compliance Manager - Remote

Overview

Upvest is seeking a Senior Compliance Manager to support and contribute to our investment firm's compliance, ensuring regulatory excellence as we build an accessible investment product.

In Short

• Support compliance efforts for fast growth at Upvest.
• Conduct risk assessments for compliance risks in securities services.
• Design and implement compliance controls across departments.
• Collaborate with teams to align internal policies with regulations.
• Prepare reports and metrics for compliance monitoring.
• Lead internal and external audits of compliance frameworks.
• Act as a contact point for audits from clients.
• Work in a flexible remote environment.
• Contribute to the future of fintech.
• Opportunity for relocation support to Germany.

Requirements

• Experience in audit or financial services related to securities compliance.
• Law degree or degree in economics/business administration.
• Knowledge of banking and capital market law.
• Fluency in English and German.
• Ability to thrive in a fast-paced remote environment.

Benefits

• Opportunity to contribute to solving financial infrastructure challenges.
• Learning development budget for personal growth.
• Focus on high standards in hiring and team culture.
• Flexible work environment acknowledging remote work benefits.
• Culture of empowerment, trust, and openness.