FI Compliance Manager - Remote

Overview

The FI Compliance Manager leads the institution’s FI Compliance framework to ensure adherence to all regulatory and legal requirements. This role involves overseeing counterparty risk, downstream risk, anti-money laundering (AML), and governance frameworks while fostering a culture of ethical decision-making and operational integrity.

In Short

• Develop, implement, and manage the organisation’s compliance strategy.
• Ensure policies and procedures comply with local, regional, and international regulations.
• Act as the primary liaison with regulatory authorities and manage audits, inspections, and inquiries.
• Assess and monitor financial, reputational, and legal risks associated with counterparties.
• Establish robust due diligence processes to evaluate counterparty risk profiles.
• Analyse and address risks arising from third-party relationships.
• Design and implement AML and CTF policies, controls, and procedures.
• Create and enforce compliance policies and risk management protocols.
• Oversee reporting mechanisms to identify and resolve compliance issues.
• Report directly to the board of directors on compliance status and risks.

Requirements

• Experience in compliance management, particularly in financial institutions.
• Strong understanding of AML, CTF, and regulatory requirements.
• Proven ability to manage risk and compliance frameworks.
• Excellent communication and training skills.
• Ability to work collaboratively with internal and external stakeholders.
• Strong analytical and problem-solving skills.
• Experience in developing compliance policies and procedures.
• Knowledge of emerging regulatory trends.
• Ability to report and present compliance issues to senior management.
• Relevant certifications in compliance or risk management are a plus.

Benefits

• Opportunity to work in a recognized Great Place to Work.
• Be part of a global team with a strong support culture.
• Competitive salary and benefits package.
• Professional development opportunities.
• Flexible working arrangements.
• Engagement in a dynamic and growing industry.
• Access to a global network of professionals.
• Recognition and rewards for performance.
• Work in a collaborative and innovative environment.
• Contribute to the success of a Unicorn company.