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Banking & Regulatory Reporting Governance Manager - Remote

Posted 3 days ago
Finance / Legal
Full Time
Worldwide

Overview

The SoFi Regulatory Reporting Governance Manager is a collaborative, well-organized, action-oriented individual with exceptional leadership and time management skills, confident in presenting, facilitating, and building a network of strong relationships across our organization.

In Short

  • Develop and execute a Quality Assurance framework for regulatory reporting.
  • Conduct compliance reviews and process reviews to identify control gaps.
  • Perform substantive transaction testing and issue management.
  • Support regulatory reporting to ensure compliance with guidelines.
  • Manage timelines of reviews and remediations.
  • Facilitate and support audits for the Bank and Broker-Dealer.
  • Work closely with various teams for regulatory reporting quality assurance.
  • Independently handle projects and drive solutions across stakeholders.
  • Respond to requests from regulators as needed.

Requirements

  • Bachelor's Degree in Finance or Accounting.
  • 8+ years in Banking/Financial Services.
  • Brokerage License preferred.
  • Knowledge of financial and regulatory reporting.
  • Strong leadership and conflict resolution skills.
  • Excellent written and verbal communication skills.
  • Ability to manage multiple demands in a matrix organization.
  • Strategic thinking ability.
  • Self-starter with a passion for high-quality service.

Benefits

  • Comprehensive and competitive benefits package.
SoFi logo

SoFi

SoFi is a next-generation financial services company and national bank dedicated to transforming personal finance through innovative, mobile-first technology. With a mission to empower millions of members to achieve their financial goals, SoFi is at the forefront of an unprecedented industry transformation. The company prides itself on its core values and the direct impact its services have on people's lives, fostering a culture of financial literacy and ambition.

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