The Compliance-Legal Operations Analyst will review user transaction documents, assist in compliance-related tasks, and support account management teams with legal and compliance issues.
Finalis is a rapidly growing startup founded in 2020, dedicated to building the largest investment banking platform in the world. Based in San Francisco and New York City, Finalis operates as a fully-remote company, providing a comprehensive platform that enables securities brokers to navigate the complexities of regulatory compliance and deal management. The firm offers a white-labeled solution that supports various private market transactions, including mergers and acquisitions, capital raising, and private placements. With a mission to empower dealmakers, Finalis fosters a collaborative environment that encourages innovation and proactive problem-solving, all while promoting a diverse and inclusive workplace.
Share This Job!
Save This Job!
Jobs from Finalis:
Revenue Enablement Manager
Lead Data Scientist
People & Talent Leader
Senior Software Engineer
Senior Software Engineer
Finalis is a rapidly growing startup founded in 2020, dedicated to building the largest investment banking platform in the world. Based in San Francisco and New York City, Finalis operates as a fully-remote company, providing a comprehensive platform that enables securities brokers to navigate the complexities of regulatory compliance and deal management. The firm offers a white-labeled solution that supports various private market transactions, including mergers and acquisitions, capital raising, and private placements. With a mission to empower dealmakers, Finalis fosters a collaborative environment that encourages innovation and proactive problem-solving, all while promoting a diverse and inclusive workplace.
Share This Job!
Save This Job!
Jobs from Finalis:
Revenue Enablement Manager
Lead Data Scientist
People & Talent Leader
Senior Software Engineer
Senior Software Engineer
The Compliance-Legal Operations Analyst will support legal and compliance functions, ensuring adherence to regulations and improving operational efficiency.
Join Example Corp as an Operations Compliance Analyst to manage vendor compliance and support business growth.
Getpluto
Getpluto
Pluto is seeking a detail-oriented Compliance Operations Analyst to manage KYC, KYB, and RFI processes while ensuring regulatory compliance.
F.H.U
Florence Healthcare - US
The Compliance Operations Analyst ensures compliance with internal policies and regulatory requirements while supporting audit processes and fostering a culture of compliance.
Join Coinbase as a Lead Analyst in Compliance Operations, focusing on AML and fraud investigations while driving process improvements.