Compliance Manager - Remote

Overview

As the Compliance Manager, you will support Dave’s Compliance Management System by building out and leading the compliance advisory support for the AML/BSA and fraud functions, supporting the operational risk functions, and overseeing Sponsor Bank program obligations related to these areas. This is a great opportunity to spearhead and be a key driver in shaping Dave’s robust compliance framework. Your focus will be to develop, implement and enhance Dave’s compliance program and ensure we’re well-positioned for sustainable growth as we continue leveling the financial playing field for our members.

In Short

• Work directly with operations and BSA/AML and Fraud teams to support new and existing product expansion by scoping, defining and communicating product and compliance requirements for those areas.
• Perform ongoing analysis and provide advisory support specific to AML/BSA, Fraud, and credit bureau reporting, including all dispute resolution processes.
• Review annual BSA/AML compliance assessment for multiple Sponsor Banks and drive any required enhancements or resulting mitigation steps.
• Support internal change management and documentation practices for operational areas, including Ops Risk functions, to mitigate regulatory risk and follow regulations.
• Oversee incoming or outgoing bank partner submissions to ensure regulatory expectations are met prior to submission.
• Support the compliance function in defining and achieving departmental initiatives, maintaining relevant policies and procedures.
• Build and maintain strong, collaborative relationships with internal and external partners.
• Support program governance functions such as BSA/AML committees and related annual audits.
• Assist in the implementation of a testing program to determine the adequacy and effectiveness of compliance controls.
• Utilize MS Excel functions to analyze and establish evidence of illicit activities on customer data.

Requirements

• 6+ years of experience working in a compliance or risk management role.
• Experience working with lending and deposit financial products and related BSA/AML/Risk/Fraud regulations.
• Experience in bank partnership fintech organizations as well as traditional banks.
• Experience with work management tools and team collaboration platforms - we utilize JIRA and Confluence.
• ACAMS certification required; other professional certifications a plus.
• Solid sense of urgency, accountability and excellent focus on attention to detail.
• Results driven and forward thinking approach with ability to problem-solve complex issues.
• Ability to analyze qualitative and quantitative data to formulate meaningful insights.

Benefits

• Opportunity to tackle tough challenges and help millions of people reach their financial goals.
• Flexible hours and virtual first work culture with a home office stipend.
• Premium Medical, Dental, and Vision Insurance plans.
• Generous paid parental and caregiver leave.
• 401(k) savings plan with matching contributions.
• Financial advisor and financial wellness support.
• Flexible PTO and generous company holidays.
• All-company in-person events once or twice a year.