Remote Otter LogoRemoteOtter

Compliance Consultant - Compliance Advisory - Remote

Posted 22 weeks ago
All others
Full Time
US

Overview

COMPLY is seeking a polished and accomplished Compliance Consultant to join our growing team, responsible for providing consulting services on compliance and regulatory matters.

In Short

  • Join a high-growth organization recognized with numerous awards.
  • Provide consulting services on compliance and regulatory matters.
  • Draft disclosure documents for clients.
  • Conduct on-site and remote compliance reviews.
  • Work with investment adviser and broker dealer firms.
  • Be part of a team of 350+ professionals worldwide.
  • Enjoy 100% remote work flexibility.
  • Access comprehensive benefits and unlimited PTO.
  • Contribute to innovative solutions for complex challenges.
  • Work in a supportive and detail-oriented environment.

Requirements

  • Motivated and detail-oriented individual.
  • Passionate about delivering high-quality services.
  • Experience in compliance consulting preferred.
  • Strong understanding of regulatory environments.
  • Ability to draft and review compliance documents.
  • Excellent communication skills.
  • Ability to work independently and as part of a team.
  • Experience with investment advisers and broker dealers is a plus.
  • Willingness to learn and adapt to new challenges.
  • Strong problem-solving skills.

Benefits

  • Comprehensive benefits package.
  • Unlimited PTO.
  • Paid bonding leave.
  • 100% remote work flexibility.
  • WFH stipend provided.
  • Access to a supportive team environment.
  • Opportunities for professional growth.
  • Recognition for innovative contributions.
  • Work with a diverse client base.
  • Be part of a mission-driven organization.
COMPLY logo

COMPLY

COMPLY is a leading organization dedicated to supporting compliance professionals by merging technology, consulting, and education to help clients navigate the complex regulatory landscape. With over 7,000 clients globally, COMPLY offers innovative solutions such as ComplySci, RIA in a Box, National Regulatory Service (NRS), and illumis. The company has been recognized for its rapid growth and excellence in the industry, receiving numerous awards including from Inc. 5000 and the Women in Data & Technology Awards. With a diverse team of over 350 professionals across 45 states in the US, COMPLY provides its employees with comprehensive benefits, unlimited PTO, and the flexibility of remote work. The company is committed to fostering a collaborative environment where talented innovators can thrive and contribute to the future of compliance.

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