Manager of Compliance Monitoring and Testing - Remote

Overview

The Manager of Compliance Monitoring and Testing will support the development and execution of the CMT Program, focusing on compliance processes and controls for both US and international entities.

In Short

• Design and implement CMT Program methodologies.
• Develop risk-based annual CMT plans.
• Create periodic reports on CMT plan progress.
• Manage CMT activities from planning to reporting.
• Prepare reports and collaborate on remediation plans.
• Maintain documentation of issues and remediation.
• Track implementation of remediation plans.
• Participate in training regarding the CMT Program.
• Stay updated on regulatory developments.
• Conduct other assigned duties.

Requirements

• Experience in executing CMT programs across financial services.
• Knowledge of financial services regulations and risk management.
• Ability to deliver quality work on budget.
• Experience in metrics and reporting development.
• Strong communication and problem-solving skills.
• Analytical and organized with a self-starter attitude.
• Good presentation and multi-tasking skills.
• Collaborative work experience with global partners.
• Flexibility to work extended hours as needed.
• Experience with data extraction and analysis tools.
• Proficient in Microsoft Office and Google Suite.
• BA/BS in business, finance, or related fields.

Benefits

• Competitive salary with bonus and equity options.
• Comprehensive medical, dental, and vision benefits.
• Opportunities for professional development.
• Diverse and inclusive work environment.
• Flexible working hours and remote work options.
• Access to cutting-edge technology and tools.
• Supportive team culture focused on growth.
• Engagement in a mission-driven company.
• Work alongside high-caliber colleagues.
• Opportunity to influence the future of finance.