Trade Supervision Manager - Remote

Overview

The Trade Supervision Manager plays a crucial role in overseeing the trading activities of advisors and field leaders, ensuring compliance with regulatory obligations and company policies while supporting the interests of clients.

In Short

• Contract position until August 2026.
• Work from home opportunity.
• Conduct Tier 1 supervision activities including trade reviews.
• Manage queries and tasks related to trade supervision.
• Identify and resolve compliance issues proactively.
• Collaborate with Trade Supervision team and other colleagues.
• Must have proficiency as a Mutual Fund Dealer Branch Manager.
• Strong knowledge of mutual fund compliance standards.
• Bilingualism is an asset.
• Be part of a friendly and inclusive culture at Sun Life.

Requirements

• 2 years of experience in a registered capacity.
• Completion of relevant exams (CSI, IFSE).
• Strong organizational and time management skills.
• High degree of integrity and ethics.
• Excellent interpersonal and communication skills.
• Bilingualism (French, English) preferred.
• Investment Dealer Branch Manager Proficiency is an asset.

Benefits

• Flexible work environment.
• Collaborative team culture.
• Opportunities for professional growth.
• Participation in incentive plans.
• Diversity and inclusion initiatives.
• Support for employees’ well-being.