Regulatory Reporting Governance Manager - Remote

Overview

The SoFi Regulatory Reporting Governance Manager is responsible for ensuring reporting accuracy over various regulatory reports and supporting financial audits.

In Short

• Develop and execute a Quality Assurance framework.
• Conduct compliance reviews and substantive transaction testing.
• Perform risk assessments for regulatory reporting.
• Manage projects to ensure timelines are met.
• Facilitate Bank and Broker-Dealer Audits.
• Communicate findings through reports and presentations.
• Coordinate with various teams for quality assurance.
• Handle requests from regulators as needed.
• Independently drive solutions across multiple stakeholders.
• Identify control gaps and improvement opportunities.

Requirements

• Bachelor's Degree in Finance or Accounting.
• 8+ years of experience in Banking/Financial Services.
• Brokerage License required.
• Knowledge of financial and regulatory reporting.
• Strong leadership and relationship management skills.
• Excellent written and verbal communication skills.
• Ability to manage multiple demands effectively.
• Strategic thinking abilities.
• Self-starter mentality with a focus on quality service.

Benefits

• Comprehensive and competitive benefits package.
• Opportunities for professional growth.
• Supportive work environment.
• Collaborative team culture.
• Flexible working conditions.