Financial Crime Audit Manager - Remote

Overview

The company you’ll join aims to simplify investing in private markets, making it as easy as investing in public stocks.

In Short

• Lead audits to ensure compliance with SEC and FinCEN regulations.
• Conduct effectiveness audits on clients requiring annual testing.
• Present findings to client senior management.
• Develop financial crime risk and control matrices.
• Manage the AML audit platform.
• Articulate complex investment strategies and financial crime risks.
• Provide feedback for platform improvements.

Requirements

• Self-starter with the ability to meet deadlines.
• Prior anti-financial crime audit experience.
• Strong knowledge of the Bank Secrecy Act and AML Act.
• Familiarity with due diligence tools like ComplyAdvantage.
• CAMS-Audit certification preferred.
• Expertise in management action plans for audit findings.

Benefits

• Competitive salary of $140,000 - $150,000 per year.
• Remote work flexibility.
• Stock options available.
• Health, dental, and vision insurance.
• Annual health & wellness stipend.
• 401k with matching contributions.
• Life insurance coverage.
• PTO and unlimited sick leave.
• Parental leave support.