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Compliance Manager - Remote

Posted Yesterday
Finance / Legal
Full Time
UK

Overview

We're looking for a Compliance Manager in the Compliance Advisory team on a permanent basis. You will support the Senior Manager and the other members of the team with managing a wide range of advisory queries, project support and development of a strong risk and compliance culture across the business.

In Short

  • Build and maintain effective working relationships internally and across the business.
  • Act as compliance representative at business-related meetings.
  • Provide accurate and timely regulatory advice on compliance queries.
  • Consult with the Senior Manager to resolve complex compliance issues.
  • Provide compliance approval for process changes and new initiatives.
  • Ensure compliance with FCA and PRA regulations.
  • Identify weaknesses in operations and provide improvement advice.
  • Attend incident/risk event meetings focusing on regulatory breaches.
  • Help design and assess controls to mitigate risks.
  • Promote the best interests of the group and support organizational goals.

Requirements

  • Strong technical compliance knowledge.
  • Good communication skills relevant to various situations.
  • Reliable and organized with effective time management.
  • Flexible and eager to improve and develop new skills.
  • Proactive problem solver with a solution-oriented approach.
  • Ability to manage conflicting priorities.
  • Team player who shares ideas for business development.
  • Exhibit objectivity and openness to others' views.
  • Self-motivated and actively seeks out work.
  • Perseverance in all aspects of work.

Benefits

  • Pension and bonus schemes.
  • Enhanced parental leave.
  • Paid time off for emergencies.
  • Health and wellbeing initiatives.
  • Flexible working options.
Nucleus Financial logo

Nucleus Financial

Nucleus Financial is dedicated to making retirement more rewarding by building the best retirement-focused platform in the UK. The company fosters a fast-paced and exciting work environment where employees are encouraged to take responsibility and make impactful contributions. Nucleus values a service-obsessed culture, emphasizing the importance of customer outcomes and high standards. The organization is committed to inclusion and diversity, viewing it as a commercial imperative rather than a mere compliance issue. Employees enjoy a generous benefits package that includes pension plans, bonuses, enhanced parental leave, and flexible working options.

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