Trade Surveillance Vice President (Compliance) - Remote

Overview

The TDS US Compliance team is looking for Vice President candidates to join the trade surveillance team, overseeing a team of specialists and providing guidance on regulatory requirements.

In Short

• Position: Trade Surveillance Vice President (Compliance)
• Location: New York, New York, USA
• Experience: 5-10 years in trade surveillance
• Salary: $120,000 - $190,000 per year
• Key responsibilities include managing compliance risks and regulatory requirements.
• Lead a team of compliance specialists.
• Conduct reporting and analysis for compliance functions.
• Build relationships with stakeholders and manage communications.
• Participate in team development and training.
• Support a positive work environment and promote teamwork.

Requirements

• Bachelor's degree or equivalent experience.
• 5-7 years of related experience in compliance.
• Strong knowledge of regulatory requirements.
• Ability to manage risks and escalate issues appropriately.
• Excellent communication and relationship-building skills.
• Experience in Fixed Income, Foreign Exchange, and Equities.
• Ability to conduct meaningful analysis and reporting.
• Team leadership and mentoring skills.
• Commitment to diversity and inclusion.
• Willingness to participate in ongoing training and development.

Benefits

• Competitive salary and variable compensation.
• Health and well-being benefits.
• Retirement savings programs.
• Paid time off including vacation and holidays.
• Career development opportunities.
• Supportive work environment promoting diversity.
• Access to training and mentoring programs.
• Employee discounts and banking benefits.
• Commitment to community involvement.
• Regular performance and development conversations.