Vice President, Investment Compliance - Remote

Overview

The Vice President of Investment Compliance at Income Research + Management will oversee compliance monitoring issues, support portfolio managers, and manage a small team while ensuring adherence to investment guidelines.

In Short

• Manage trading incidents and compliance issues.
• Supervise client onboarding and guideline negotiations.
• Perform portfolio analyses and present findings.
• Conduct compliance reviews and manual testing.
• Develop best practices to improve efficiencies.
• Evaluate opportunities to mitigate business risk.
• Provide support and development for team members.

Requirements

• 8+ years of Investment Compliance experience.
• 1+ years in a management role.
• Strong understanding of fixed income securities.
• Experience with rule coding in automated systems.
• Technical skills in MS Power BI, MS Excel, Bloomberg API.
• Collaborative with assertiveness and flexibility.
• Ability to thrive in a fast-paced environment.

Benefits

• Hybrid work environment.
• Medical, dental, vision, and life insurance.
• 401(k) plan with company contributions.
• Tuition reimbursement up to $15k annually.
• $5,000 referral bonus for new hires.
• Business-casual environment.
• Generous paid time off including vacation and sick days.
• Paid volunteer time.
• Leave of absence programs.
• Fitness and health reimbursements.