Deputy Chief Compliance Officer - Remote

Overview

The Deputy Chief Compliance Officer (DCCO) role will play a critical leadership role in ensuring regulatory compliance and fostering a culture of ethical conduct within the organization. Reporting directly to the Chief Compliance Officer (CCO), the DCCO will oversee compliance activities related to Fidelity & Guaranty Life Insurance Company’s (“F&G”) annuity and life insurance products, ensuring alignment with state regulations and internal policies, as well as support the compliance function of the F&G’s broker-dealer.

In Short

• Subject matter expert in regulatory requirements for annuity and life insurance.
• Provide guidance to Sales, Marketing, and Product Development teams.
• Monitor changes in regulatory requirements and update policies accordingly.
• Collaborate with product development teams to assess compliance risks.
• Develop and implement the department vision and strategic direction.
• Act as a strategic partner to the CCO on compliance matters.
• Manage reporting and recommend improvements to Compliance KRI’s.
• Support the CCO in managing the compliance function of the broker-dealer.
• Prepare and deliver reports on compliance performance and risks.
• Lead the drafting and updating of compliance policies and procedures.

Requirements

• Bachelor’s degree in law, finance, business, or a related field.
• A JD or advanced degree in a relevant discipline is preferred.
• Minimum of 15 years of experience in the insurance industry.
• Advanced knowledge of federal and state insurance laws.
• Leadership experience, including team management.
• Excellent verbal and written communication skills.
• Strong analytical skills and attention to detail.
• Aptitude for fast-paced environments and multitasking.

Benefits

• Flexible work environment (in-office, hybrid, remote).
• Employee-centric culture.
• Opportunities for professional development.
• Collaborative work atmosphere.
• Supportive of diversity and inclusion.