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Associate General Counsel & Compliance Officer - Remote

Posted 2 weeks ago
Finance / Legal
Full Time
USA
$160,000 - $180,000/year

Overview

Derivative Path is a technology-focused capital markets and risk management firm offering a derivatives platform. We are seeking an Associate General Counsel & Compliance Officer to provide legal counsel and compliance expertise, focusing on contracts, corporate governance, and regulatory matters.

In Short

  • Provide legal advice on contracts, corporate governance, and compliance.
  • Assist in interpreting financial regulations including CFTC and NFA.
  • Draft, review, and negotiate contracts with clients and vendors.
  • Advise on corporate governance best practices.
  • Work closely with finance, operations, and product teams.
  • Handle routine legal and compliance tasks.
  • Must thrive in a fast-paced, entrepreneurial environment.

Requirements

  • Juris Doctor (JD) with active state bar license.
  • 4+ years of legal experience, preferably in technology or SaaS.
  • Strong legal analysis and logical reasoning skills.
  • Ability to manage competing priorities.
  • Proactive and able to work independently.
  • Familiarity with legal tech tools is a plus.
  • Knowledge of financial markets and CFTC regulations is desirable.

Benefits

  • Competitive salary and equity compensation.
  • 40 hours of sick time.
  • 18 days of PTO.
  • Fully remote option available.
  • Paid parental leave.
  • 401K matching at 3%.
  • Comprehensive health benefits.
Derivative Path logo

Derivative Path

Derivative Path is an award-winning financial technology firm established in 2013, dedicated to empowering small and mid-sized financial institutions to access capital markets. The company provides a state-of-the-art trading platform for complex transactions in interest rates, foreign exchange, and commodities, effectively democratizing access to Wall Street's capital and liquidity. With a focus on enhancing risk management, transparency, and operational efficiency, Derivative Path serves a diverse clientele, including community banks, credit unions, and private equity firms. The company fosters a flexible, hybrid work environment for its 100+ employees across multiple locations, emphasizing diversity and a sense of belonging while prioritizing professional growth and development.

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