Compliance Officer III - Advisory - Remote

Overview

The Compliance Officer III- Advisory reports directly to the Director, Compliance and plays an important role supporting assigned Bank Business Lines and/or BaaS FinTech Partners. The Senior Compliance Officer is responsible for helping to oversee and enhance the compliance management system (CMS) of the Bank, ensuring that it aligns with the Bank's growth strategy and risk appetite.

In Short

• Oversee and enhance the compliance management system (CMS).
• Provide strategic regulatory compliance advice.
• Monitor compliance with applicable laws and regulations.
• Communicate effectively with stakeholders.
• Lead compliance risk assessments.
• Support the development of compliance policies.
• Research laws and regulations as needed.
• Prepare documents for regulatory agencies.
• Maintain knowledge of banking regulations.
• Support compliance and risk management projects.

Requirements

• 10+ years of relevant experience in compliance or risk management.
• Bachelor’s degree or equivalent experience.
• Certified Regulatory Compliance Manager (CRCM) designation preferred.
• Strong analytical and problem-solving skills.
• Ability to work independently and in a team.
• Excellent communication skills.
• Proficient in Microsoft Office Products.
• Experience in financial services and compliance laws.
• Ability to multitask and manage projects.
• Dedication to integrity and quality results.

Benefits

• Opportunity to work in a dynamic environment.
• Support for personal development.
• Collaborative team culture.
• Flexible work arrangements.
• Commitment to diversity and inclusion.