Director of Compliance, Global Control Room - Initiatives & Portfolio Management - Remote

Overview

The Director of Compliance oversees a team providing guidance on regulatory requirements and managing regulatory risks within TD's Global Control Room.

In Short

• Lead a team of compliance specialists.
• Manage regulatory risk and compliance initiatives.
• Oversee equity aggregation and reporting.
• Develop project plans for regulatory initiatives.
• Track and manage audit findings.
• Enhance quality assurance processes.
• Prepare presentations for senior management.
• Attract and develop high-performing teams.
• Ensure compliance culture and training.
• Work with stakeholders globally.

Requirements

• Bachelor's degree or equivalent experience.
• 7-10 years experience in compliance.
• 10+ years in industry and management experience preferred.
• Strong communication and negotiation skills.
• Ability to manage multiple projects.
• Expertise in regulatory compliance and risk management.
• Experience in team development and leadership.
• Strategic thinking and problem-solving skills.
• Ability to work in a fast-paced environment.
• High integrity and professional standards.

Benefits

• Competitive salary and incentive awards.
• Health and well-being benefits.
• Retirement savings programs.
• Paid time off including vacation and holidays.
• Career development opportunities.
• Training and onboarding support.
• Diversity and inclusion initiatives.
• Community engagement programs.
• Flexible work arrangements.
• Recognition and rewards for performance.