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Quality Control Analyst - Remote

Posted 13 weeks ago
QA
Full Time
TX, USA

Overview

As a Quality Control Analyst at Farther, you will be instrumental in ensuring the accurate execution of investment activities, maintaining regulatory compliance, and minimizing operational risks.

In Short

  • Lead comprehensive review and verification of financial transactions and operational tasks.
  • Track, document, and analyze errors in day-to-day operations.
  • Maintain detailed logs of errors and calculate error rates.
  • Generate reports summarizing error rates and operational bottlenecks.
  • Drive regulatory compliance with SEC, FINRA, and industry standards.
  • Spearhead process improvement initiatives.
  • Foster cross-functional collaboration to enhance quality standards.

Requirements

  • 2+ years of experience in quality control, operations, or compliance.
  • Deep understanding of investment processes and financial regulations.
  • Proven attention to detail and proactive problem-solving.
  • Strong proficiency in Microsoft Office Suite and financial software.
  • Excellence in analytical thinking and communication.
  • Ability to work independently and as part of a team.

Benefits

  • Competitive compensation package.
  • Work alongside experts in fintech.
  • Ground-floor opportunity at a fast-scaling startup.
  • Chart your own growth path.
  • Full health benefits + 401(k) matching.
  • Unlimited PTO.
Farther logo

Farther

Farther is a rapidly growing wealth management firm with $7 billion in assets under management, focusing on advisor recruitment and practice acquisitions. The company leverages a cutting-edge technology platform to enhance client service and operational efficiency, offering high payouts to advisors while keeping personnel costs low. Farther is committed to expanding its presence in the Registered Investment Advisor (RIA) space through strategic mergers and acquisitions, aiming to become the acquirer of choice in the industry. The firm values innovation and collaboration, providing a competitive compensation package and opportunities for professional growth in a dynamic startup environment.

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