Lead for Brokerage and Trading Compliance - Remote

Overview

As the Lead for Brokerage and Trading Compliance, you will lead the compliance program for the trading and prime brokerage business and help support new business activity across multiple regulated entities.

In Short

• Lead the compliance program for trading and prime brokerage.
• Support new business activities across regulated entities.
• Work closely with various business units including Trading Solutions and Legal.
• Define long-term strategy for Trading Compliance.
• Analyze and decide on topics in the digital asset space.
• Contribute to team prioritization and strategy.
• Ensure compliance with applicable regulations.
• Foster collaboration among teams to achieve compliance goals.
• Measure impact and articulate feedback within the team.
• Engage in leadership and coaching within the compliance area.

Requirements

• Experience in compliance within financial services.
• Strong understanding of trading and brokerage operations.
• Knowledge of regulations affecting digital assets.
• Proven leadership skills in a compliance role.
• Ability to analyze complex regulatory topics.
• Excellent communication skills for cross-department collaboration.
• Strategic thinking and prioritization abilities.
• Experience in risk management is a plus.
• Ability to work in a fast-paced environment.
• Strong problem-solving skills.

Benefits

• Competitive salary and benefits package.
• Opportunity to work in a leading crypto platform.
• Collaborative work environment.
• Growth and learning opportunities.
• Engagement in innovative projects in the digital asset space.
• Supportive leadership and team structure.
• Flexible working conditions.
• Access to industry-leading resources and tools.
• Networking opportunities with leading financial institutions.
• Focus on personal and professional development.