Regulatory Analyst - Reference Data Services - Remote

Overview

The Regulatory Analyst in Reference Data Services is responsible for monitoring, assessing, and analyzing processes and data, ensuring compliance with disclosure obligations, and improving data quality and service levels.

In Short

• Monitor and analyze regulatory processes and data.
• Prepare and submit accurate disclosure forms.
• Maintain and improve procedures for shareholder disclosures.
• Oversee customer accounts and security data.
• Provide direction and evaluate team performance.
• Manage project initiatives and supervise junior staff.
• Assess risk and ensure compliance with regulations.
• Participate in special projects and regulatory exams.
• Collaborate with various teams within the organization.
• Contribute to continuous improvement of data quality.

Requirements

• 2-4 years of experience in data management.
• Strong research and analytical skills.
• Excellent communication skills.
• Self-starter with strong interpersonal skills.
• Project management and organizational skills.
• Proficient in MS Office, especially Excel.
• Previous experience in DOI is preferred.
• Knowledge of compliance regulations is optional.
• Bachelor’s degree or equivalent experience.
• Ability to manage multiple projects effectively.

Benefits

• Equal opportunity employer.
• Support for individuals with disabilities.
• Access to career development resources.
• Inclusive work environment.
• Potential for professional growth.