Compliance Testing Senior Officer (SVP) - US Personal Banking - Remote

Overview

This role serves as a senior compliance risk officer within the Independent Compliance Risk Management (ICRM) Testing team, focusing on assessing compliance risks and controls in US Personal Banking.

In Short

• Lead compliance testing and risk assessments.
• Perform independent testing activities to evaluate compliance controls.
• Report and escalate compliance issues and violations.
• Develop and execute compliance testing programs.
• Analyze report findings and communicate with stakeholders.
• Enhance compliance testing methodologies and standards.
• Utilize data analytics for compliance testing solutions.
• Build relationships within the compliance function and with stakeholders.
• Manage regulatory exams and relationships with auditors.
• Ensure adherence to compliance laws and regulations.

Requirements

• 10+ years of experience in compliance risk management.
• Expertise in compliance laws and regulations.
• Experience in auditing and risk assessments.
• Strong interpersonal and negotiation skills.
• Ability to work in a complex matrix organization.
• Excellent oral and written communication skills.
• Willingness to travel.
• Proactive and innovative mindset.
• Strong attention to detail and organization skills.
• Education: Bachelor’s degree required, Master’s preferred.

Benefits

• Competitive salary range.
• Medical, dental & vision coverage.
• 401(k) plan.
• Life, accident, and disability insurance.
• Wellness programs.
• Paid time off packages.
• Discretionary and formulaic incentive awards.
• Career opportunity in a diverse institution.
• Support for employees with disabilities.
• Equal opportunity employer.