Operational Compliance Consultant II - Remote

Overview

The Operational Compliance Consultant – Field Agency Oversight ensures compliance with state and federal insurance laws for field agencies, brokers, and sales partners, focusing on regulatory interpretation and operational implementation.

In Short

• Serve as a primary compliance contact for field agencies and brokers.
• Interpret and apply insurance regulations related to agent conduct.
• Investigate and resolve compliance-related complaints.
• Monitor and review new state and federal regulations.
• Translate regulatory requirements into actionable compliance documents.
• Partner with Sales and Operations to remediate compliance gaps.
• Conduct root-cause analysis of compliance issues.
• Draft responses to regulatory inquiries.
• Document investigations and compliance procedures.
• Support audits and regulatory inquiries.

Requirements

• 2+ years of experience in insurance compliance or regulatory affairs.
• Experience with field agencies or distributed sales organizations.
• Familiarity with life and health insurance distribution models.
• Strong action planning and compliance skills.
• Ability to communicate regulatory changes clearly.
• Experience in complaint investigations.
• Knowledge of operational risk management.
• Document management skills.
• Collaborative approach to cross-functional partnerships.
• Ability to analyze trends and risks in compliance.

Benefits

• Competitive salary based on experience.
• Opportunity for professional growth and development.
• Supportive work environment fostering innovative thinking.
• Ability to make a meaningful impact in the community.
• Comprehensive benefits package.
• Work-life balance initiatives.
• Collaborative team culture.
• Access to resources for continuous learning.
• Engagement in community service opportunities.
• Commitment to diversity and inclusion in the workplace.