Audit Manager I - Remote

Overview

The Audit Manager I role at TD Securities involves executing and leading audits, providing strategic guidance, and ensuring compliance with regulatory guidelines.

In Short

• Lead planning and execution of end-to-end audits.
• Provide recommendations to improve operational efficiencies.
• Manage follow-ups on audit findings and ensure documentation is up-to-date.
• Stay informed on emerging trends in the financial sector.
• Act with integrity and handle confidential information discreetly.
• Build a positive work environment encouraging open communication.
• Interact with various teams to ensure effective audit processes.
• Utilize analytical tools and techniques to deliver quality results.
• Support audit opinions based on internal controls.
• Contribute to a culture of care and inclusivity at TD.

Requirements

• Over 5 years of relevant experience.
• Undergraduate degree required.
• Professional certifications like CIA, CFA, or FRM preferred.
• Knowledge in Capital Markets and Investment Banking preferred.
• Proficiency in MS Office applications.
• Strong communication skills in a dynamic environment.
• Ability to work multi-functionally and guide team members.
• Experience in risk assessment and internal controls.
• Ability to manage multiple audits simultaneously.
• Commitment to continuous learning and development.

Benefits

• Competitive salary and variable compensation.
• Health and well-being benefits.
• Savings and retirement programs.
• Paid time off and banking benefits.
• Career development opportunities.
• Mentorship and training programs.
• Recognition programs.
• Supportive work environment.
• Commitment to diversity and inclusion.
• Opportunities for community engagement.