Underwriting Operations Analyst - Remote

Overview

Performance Trust Capital Partners is seeking an Analyst to join our Underwriting Operations team. We are looking for an innovative self-starter who is comfortable in a complex role that interfaces regularly with 3rd party vendors, trade support teams, and clients. This individual will collaborate with multiple departments, provide daily support on a variety of new issue products, and participate in projects and initiatives aimed at enhancing and improving processes on behalf of a multifaceted and growing sales and trading organization. The role will report directly to our Vice President of Underwriting Operations and will offer exposure across the firm.

In Short

• Collaborate remotely with traders and outside parties to ensure new issue data is accurate.
• Review and complete open items daily for all in-progress deals.
• Monitor team inbox for new requests intra-day.
• Communicate effectively with traders, sales teams, and outside parties.
• Prepare and send required documentation to issuers for new issue CDs.
• Maintain deal folder organization for record-keeping compliance.
• Work on projects aimed to enhance efficiencies and regulatory compliance.

Requirements

• Detail-Oriented, excellent communication, problem solving and prioritization skills.
• Ability to work in a fast-paced, remote team, collaborative environment.
• Experience in financial services at a broker dealer is a plus.
• Client-facing experience, prior experience working with Sales team members is a plus.
• Experience in a Middle Office or Operations capacity is a plus.
• FINRA SIE & Series 7 licensed (or must obtain license within reasonable time of employment).
• Proficient in Microsoft Excel (sorting and filtering data, V-Lookups, Pivot Tables).
• Bachelor’s Degree preferred.

Benefits

• 100% employee-owned company.
• Unified purpose of helping clients manage their institutions.
• Opportunities for professional growth and development.
• Exposure across various departments within the firm.