Regulatory Paralegal - Remote

Overview

The Regulatory Paralegal will support the Legal team in managing regulatory filings, maintaining documentation, and ensuring the company meets its ongoing regulatory obligations. This role is critical to enabling efficient, accurate, and timely compliance with evolving financial regulations.

In Short

• Prepare, review, and submit regulatory filings and reports
• Coordinate subpoena response and documentation
• Maintain organized records of regulatory correspondence and obligations
• Track deadlines and ensure timely completion of compliance tasks
• Support audits, examinations, and regulatory inquiries
• Collaborate with legal, compliance, and business teams to gather information and resolve issues

Requirements

• Experience supporting regulatory filings, audits, or compliance programs
• Strong organizational and project management skills
• Excellent written and verbal communication
• Proficiency with document management and productivity tools
• Demonstrated ability to work cross-functionally and manage multiple priorities
• Interest in or experience using AI tools in daily workflows

Benefits

• Opportunity to work in a dynamic and innovative environment
• Collaboration with leading financial institutions
• Engagement in meaningful work that impacts the financial system