Remote Legal Counsel for Mutual Funds

Overview

This position involves providing essential legal support to mutual funds and associated service providers, ensuring compliance with federal securities laws and regulations.

In Short

• Analyze issues under federal securities laws.
• Provide legal advice to business partners.
• Assist with regulatory disclosures and SEC interactions.
• Support Management’s work with the Board of Trustees.
• Prepare Board memoranda and service provider contracts.
• Support compliance functions and governance activities.
• Work independently while collaborating across departments.
• Influence internal strategies for equitable financial opportunities.
• Drive impactful decisions that shape financial futures.
• Join a team dedicated to making a difference in the financial landscape.

Requirements

• Bachelor’s degree and Juris Doctor required.
• Minimum of four years of legal experience in investment management or securities practice.
• Strong relationship management skills.
• Ability to deliver clear and concise legal advice.
• Excellent oral and written communication skills.
• Experience overseeing legal professionals.
• Proficient in Microsoft Office and remote collaboration tools.

Benefits

• Health, dental, vision, and life insurance plans.
• 401(k) Savings plan with company matching contributions.
• Employer-paid cash balance retirement plan.
• Tuition reimbursement up to $5,250/year.
• 20 days paid time off plus nine paid holidays.
• Flexible Diversity Celebration Day and paid volunteer time.