Compliance Officer - Remote

Overview

The Compliance Officer will develop and implement electronic trading compliance policies and procedures to ensure adherence to regulatory requirements while monitoring trading activities and collaborating with internal stakeholders.

In Short

• Develop and implement compliance policies for electronic trading.
• Monitor trading activities for regulatory compliance.
• Collaborate with stakeholders on compliance matters.
• Conduct compliance training for staff.
• Perform risk assessments and implement controls.
• Investigate compliance issues and document findings.
• Work with regulators and auditors on compliance.
• Stay updated on trading regulations and best practices.
• Prepare compliance reports for management and regulators.
• Support the Chief Compliance Officer in strategy execution.

Requirements

• Experience in compliance within financial services.
• Knowledge of electronic trading regulations.
• Strong analytical skills and attention to detail.
• Ability to develop effective compliance programs.
• Strong communication skills for diverse audiences.
• Proficiency in compliance software and electronic trading systems.

Benefits

• Work in a fully remote organization.
• Be part of a dynamic and growing team.
• Opportunity to work with a diverse range of asset classes.
• Engage in a culture of open communication and professional excellence.
• Contribute to maintaining high standards of compliance.