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Compliance Surveillance Analyst - Remote

Posted 8 weeks ago
Finance / Legal
Full Time
USA
$57,000 - $62,700 USD/year

Overview

The Compliance Surveillance Analyst plays a crucial role in supporting content generation while protecting clients from sensitive information, gaining knowledge of Tegus’ compliance program.

In Short

  • 1-2 years of experience in compliance or legal roles preferred.
  • Strong attention to detail and reading comprehension.
  • Ability to prioritize tasks and manage time effectively.
  • Thrives in a fast-paced environment.
  • Review expert call transcripts for compliance.
  • Conduct due diligence and document violations.
  • Research financial reports and regulatory filings.
  • Manage internal and external communications.
  • Perform administrative tasks to improve efficiency.
  • Work independently while maintaining organization.

Requirements

  • 1-2 years of experience as a paralegal, legal assistant, or similar.
  • Strong research and analysis skills.
  • Excellent proofreading and drafting abilities.
  • Ability to adapt to changing priorities.
  • Experience in a compliance or financial environment is a plus.

Benefits

  • Competitive salary with bonus potential.
  • Opportunities for professional growth.
  • Supportive work environment.
  • Equal opportunity employer.
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AlphaSense

AlphaSense is a leading market intelligence platform that empowers sophisticated companies to make informed decisions by providing trusted insights derived from a vast array of public and private content, including equity research, company filings, and expert calls. Founded in 2011 and headquartered in New York City, AlphaSense serves over 4,000 enterprise customers, including a majority of the S&P 500, with a global workforce of over 2,000 employees across multiple countries. The company leverages advanced AI technology to enhance its search capabilities and deliver valuable market intelligence, fostering a collaborative and inclusive work environment.

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