The Senior Compliance Officer will ensure compliance with regulatory standards and lead compliance initiatives at B. Riley Securities.

Registered Brokerage Client Services Supervisor - Remote

Alpaca

31 weeks ago

Alpaca

Brokerage Operations

Client Service

FINRA Licenses

Securities Industry

Join Alpaca as a Registered Brokerage Client Services Supervisor, providing exceptional client service and operational support in a dynamic brokerage environment.

Client Operations Associate - Remote

Alpaca

44 weeks ago

Alpaca

Client Support

Brokerage Operations

KYC

FINRA Series 7

Join Alpaca as a Client Operations Associate to assist clients and broker partners in a dynamic remote environment.