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Advisor, Legal and Regulatory Compliance - Remote

Posted 4 days ago
Finance / Legal
Full Time
Canada

Overview

As a legal and regulatory compliance advisor, you will design, institute, and coordinate compliance frameworks while ensuring adherence to organizational standards and best practices.

In Short

  • Design and implement compliance action plans and programs.
  • Analyze information and develop recommendations for best practices.
  • Train internal practitioners on ethics and compliance.
  • Interact with stakeholders across various fields.
  • Prepare solutions and action plans based on organizational objectives.
  • Oversee business line activities related to compliance.
  • Represent the unit before committees and organizational units.
  • Help improve standards, policies, and programs.
  • Diagnose issues and determine target outcomes.
  • Assist clients and partners in compliance initiatives.

Requirements

  • Bachelor's degree in a related field.
  • A minimum of four years of relevant experience.
  • Mutual fund representative certificate – Autorité des marchés financiers.
  • Knowledge of French is required.
  • Intermediate advanced proficiency in English.
  • Strong analytical and interpersonal skills.
  • Business insight.

Benefits

  • Competitive salary and annual bonus.
  • 4 weeks of flexible vacation starting in the first year.
  • Defined benefit pension plan.
  • Group insurance including telemedicine.
  • Reimbursement for health and wellness expenses.
  • Support for telework equipment.

T.P

The Personal

Desjardins Financial Security is part of Desjardins Group, the largest cooperative financial group in North America, serving over 52,000 employees. Recognized as one of Canada's top employers in 2024, Desjardins offers a comprehensive range of financial products and services, including personal and business services, wealth management, and various insurance solutions. The organization is committed to equity, diversity, and inclusion, fostering a positive workplace that values individual differences and promotes accessibility throughout the recruitment process. Pursuing a career at Desjardins means joining a people-first organization dedicated to building strong relationships with its members and clients.

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