SOX Financial Auditor II - Remote

Overview

The Auditor will be responsible for assisting in the assessment and test effectiveness of internal controls over financial reporting (ICFR) to ensure compliance with the Sarbanes-Oxley Act of 2002 (SOX). This individual is expected to have an understanding of financial auditing practices, SOX compliance requirements, and the ability to identify and mitigate financial risks.

In Short

• Perform walkthroughs, test of design, and test of operating effectiveness for internal controls related to financial reporting in compliance with SOX 404.
• Prepare clear and concise documentation within workpapers for testing results, control deficiencies identified, and recommendations for remediation.
• Present findings to management and assist with the remediation action plans.
• Assist in conducting risk assessments of financial reporting processes and identify areas of improvement in internal controls.
• Evaluate the design and effectiveness of internal controls, ensuring they align with Bank policies, industry standards, and regulatory requirements.
• Communicate effectively with cross-functional teams to assess control design and operational effectiveness.
• Work closely with cross-functional teams including within Finance, related businesses, and both internal and external audit teams to facilitate the SOX compliance process.
• Assist in external audit requests and provide necessary support during external audits related to SOX compliance and financial reporting.
• Understand and adhere to SOX teams timelines and deliverables.
• Identify risk-related issues needing escalation to management.

Requirements

• Bachelor's degree and a minimum of 2 years of experience OR Associate's degree and a minimum of 4 years of experience in finance, accounting, auditing, or related field.
• Understanding of SOX 404 requirements, financial reporting processes, and internal control frameworks (COSO).
• High attention to detail for testing controls, documenting findings, and preparing reports.
• Strong verbal and written communication skills.

Benefits

• Competitive benefits ranging from medical and retirement to forty hours of paid volunteer time each year.
• An opportunity to work in a supportive and community-focused environment.
• Commitment to employee growth and development.