Compound Planning, an SEC registered investment advisor with over $2.9B in AUM, is a high growth digital family office for entrepreneurs, professionals, and retirees. We’re a team of seasoned financial advisors, technologists, tax professionals, and operators delivering a magical experience to clients powered by our world class team, holistic approach, and proprietary digital platform.

In Short

Execute equity, fixed income, ETF, and option trades across client accounts with precision and efficiency.
Manage and rebalance portfolios within a sleeve-based structure, ensuring alignment with client objectives.
Construct, maintain, and trade model portfolios, optimizing allocation strategies.
Utilize Orion Advisor Technology (including Eclipse and Astro) for trading, rebalancing, and portfolio drift management.
Monitor portfolio cash balances, trade settlements, and cash movements to maintain liquidity needs.
Work closely with investment, operations, and advisory teams to ensure seamless portfolio management and trade execution.
Identify and implement efficiencies in portfolio construction, management, and trade workflows, leveraging technology and automation where possible.
Reconcile daily the previous day’s trades for completeness and accuracy.
Daily reporting to locate and research actions that require trades (i.e., new cash, new assets, out-of-tolerance positions, cash raise requests, etc.).
Assist with market research as it pertains to the firm’s models and their underlying securities.

Requirements

Required: Series 65 or Series 66.
Required: 5-7 years of trading experience at an investment firm, RIA, wealth management firm, Trade Desk, or Broker / Dealer.
Bachelor’s degree in Finance, Business, Economics, Accounting, or related field (or equivalent work / military experience).
Familiarity with Fidelity and Schwab custodial platforms, strongly preferred.
Proficiency with Orion Technology (Eclipse, Astro) experience, strongly preferred.
Strong knowledge of sleeve-based trading and model portfolio construction.
Experience trading equities, fixed income, ETFs, mutual funds, and options within managed accounts.
Ability to analyze portfolio drift, rebalance strategies, and tax-efficient trading.
Analytical mindset and detail-oriented.
Agile, comfortable with change, excited to work in a fast-paced environment.