Trading Associate - Remote

Overview

Compound Planning, an SEC registered investment advisor with over $2.9B in AUM, is a high growth digital family office for entrepreneurs, professionals, and retirees. We’re a team of seasoned financial advisors, technologists, tax professionals, and operators delivering a magical experience to clients powered by our world class team, holistic approach, and proprietary digital platform.

In Short

• Execute equity, fixed income, ETF, and option trades across client accounts with precision and efficiency.
• Manage and rebalance portfolios within a sleeve-based structure, ensuring alignment with client objectives.
• Construct, maintain, and trade model portfolios, optimizing allocation strategies.
• Utilize Orion Advisor Technology (including Eclipse and Astro) for trading, rebalancing, and portfolio drift management.
• Monitor portfolio cash balances, trade settlements, and cash movements to maintain liquidity needs.
• Work closely with investment, operations, and advisory teams to ensure seamless portfolio management and trade execution.
• Identify and implement efficiencies in portfolio construction, management, and trade workflows, leveraging technology and automation where possible.
• Reconcile daily the previous day’s trades for completeness and accuracy.
• Daily reporting to locate and research actions that require trades (i.e., new cash, new assets, out-of-tolerance positions, cash raise requests, etc.).
• Assist with market research as it pertains to the firm’s models and their underlying securities.

Requirements

• Required: Series 65 or Series 66.
• Required: 5-7 years of trading experience at an investment firm, RIA, wealth management firm, Trade Desk, or Broker / Dealer.
• Bachelor’s degree in Finance, Business, Economics, Accounting, or related field (or equivalent work / military experience).
• Familiarity with Fidelity and Schwab custodial platforms, strongly preferred.
• Proficiency with Orion Technology (Eclipse, Astro) experience, strongly preferred.
• Strong knowledge of sleeve-based trading and model portfolio construction.
• Experience trading equities, fixed income, ETFs, mutual funds, and options within managed accounts.
• Ability to analyze portfolio drift, rebalance strategies, and tax-efficient trading.
• Analytical mindset and detail-oriented.
• Agile, comfortable with change, excited to work in a fast-paced environment.

Benefits

• Work with exceptional teammates who want to help you succeed.
• Opportunity to contribute to a high-growth digital family office.
• Flexible work environment.
• Competitive compensation aligned with market norms.
• Engagement in a fast-paced and dynamic work culture.