Compliance Product Senior Analyst - Conflicts and Private Investments - Remote

Overview

The Compliance Product Sr Analyst serves as a function/business/product compliance risk senior analyst for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise.

In Short

• Monitor compliance risk behaviors.
• Provide day-to-day Compliance advice.
• Assist with regulatory inquiries and examinations.
• Collaborate with internal areas to address compliance issues.
• Support timely compliance reviews of new transactions/products.
• Develop and administer Compliance training.
• Research rules and changes for compliance.
• Assess risk in business decisions.
• Work collaboratively with regional/global partners.
• Handle multiple projects effectively.

Requirements

• 5-8 years of experience; legal background preferred.
• Knowledge of Compliance laws and regulations.
• Excellent written and verbal communication skills.
• Self-starter, flexible, innovative, and adaptive.
• Strong interpersonal skills.
• Excellent project management skills.
• Proficient in MS Office applications.
• Bachelor's degree or equivalent experience.
• Experience in compliance or legal functions.
• Advanced degree a plus.

Benefits

• Medical, dental & vision coverage.
• 401(k) plan.
• Life, accident, and disability insurance.
• Wellness programs.
• Paid time off packages including vacation and sick leave.
• Paid holidays.