Investment Funds & Securities Counsel - Margin Lending / Prime Brokerage - Remote

Overview

Axiom is transforming the legal services landscape by delivering innovative solutions ranging from individual secondees to fully integrated project teams that combine top-tier talent with cutting-edge technology. Join our innovative talent community and help drive impactful legal solutions to complex problems in various industries.

In Short

• Seeking an Investment Funds & Securities Lawyer for asset management and financial services.
• Provide legal support for registered funds and investment products.
• Advise on mutual funds, ETFs, private funds, and securities transactions.
• Support margin lending and prime brokerage arrangements.
• Ensure compliance with SEC regulations and new Margin Lending rules.
• Draft and negotiate fund governance materials and agreements.
• Collaborate with in-house counsel and compliance teams.
• Monitor developments in asset management and margin regulations.
• Requires JD with active bar membership and relevant experience.
• Offers competitive salary and benefits package.

Requirements

• JD or equivalent with active bar membership in good standing.
• 4–15 years of experience in investment products and funds.
• Experience with Margin Lending rules and trading agreements.
• Familiarity with prime brokerage agreements.
• Strong drafting and communication skills.

Benefits

• Competitive compensation starting at $147,000.
• Health benefits and 401k.
• Access to professional development tools and resources.
• Learning and development programs.
• Remote work flexibility with some on-site requirements.